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상세요강
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[담당업무]
Description
- Conduct regular monitoring & surveillance covering transaction alerts, E-comm, personal account dealing, gift & invitation expenses, and etc.
- Periodic/ ad hoc regulatory reporting and regional reporting
- Conduct general administration tasks (handling official letters, FSS/KRX/KOFIA requests, registration
& training maintenance of investment professionals, and etc.)
- Handle transaction-related issues (Market Integrity)
- Handle client complaints and client protection related issues (Protection of Interest of Client, PIC)
- Update and draft compliance procedures
- Prepare compliance training materials and handle training related tasks
- Conduct and assist the general compliance task on a timely basis
- Liaise with the overseas Compliance team on regulatory/Compliance issues
Qualifications
- Native in Korean, Fluent in English
- Working experience in compliance function preferred (1 year +)
- Working experience in securities company preferred ( 5 years +)
- Sound knowledge in market rules and regulatory requirements
- Team player
- Communication skill to communicate and consult clearly at all levels, business, management, support
functions, and regional compliance
- Work actively
[자격요건]
영어능통
관련경력 5년이상
[전형절차]
서류전형/면접전형
[제출서류]워드파일 영문이력서
이메일 접수 ysm@promatch.co.kr
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